南方周末ESG风险跟踪报告显示，本期共有90家上市公司曝光121起风险事件，其中治理风险占比73.1%1。在这些风险事件中，资金占用和虚假披露问题尤为突出，已成为资本市场的严重违法行为。
三特索道因长期隐瞒资金占用事实被处以巨额罚款。该公司间接控股股东在2019年至2022年间累计占用资金，且公司多年隐瞒这一事实1。湖北证监局于2026年9月17日发布处罚决定，对三特索道罚款1050万元，同时对实控人艾路明处以1100万元罚款并被终身禁入证券市场1。
ST柯利达同样因类似违法行为受罚。该公司实控人通过虚构业务和中间转账方式，非法占用上市公司资金超过17亿元1。江苏证监局于2026年9月25日作出处罚决定，对ST柯利达罚款900万元，对实控人顾益明罚款1620万元并实施5年证券市场禁入1。两家公司的共同违法事实是长期隐瞒巨额资金占用并进行虚假披露，构成资本市场欺诈行为1。
An ESG risk tracking report by Southern Weekly News has identified 121 risk incidents across 90 listed companies.1 Among the most serious cases, Santé Cable Car and its controlling shareholder faced major penalties for prolonged fund occupation and false disclosure.
Santé Cable Car received an administrative fine of 105 million yuan, while its actual controller Ai Luming was fined 110 million yuan and permanently barred from securities markets.1 The company's indirect controlling shareholder had occupied substantial company funds over the period from 2019 to 2022, with the company concealing these transactions for years.1 The Hubei Securities Regulatory Bureau issued the penalty decision on September 17, 2026.1
In a parallel case, ST Kelida was fined 90 million yuan after its actual controller Gu Yiming fabricated business transactions to occupy company funds exceeding 1.7 billion yuan through intermediary transfers.1 Gu Yiming personally faced a fine of 162 million yuan and a five-year ban from securities markets.1 The Jiangsu Securities Regulatory Bureau announced this penalty decision on September 25, 2026.1 Both companies' violations centered on the systematic concealment of massive fund appropriation and fraudulent public disclosure, constituting capital market fraud.1 Governance risks accounted for 73.1 percent of the 121 incidents identified in this tracking period.1
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